Compliance Offficers Such As Helane Morrison Are Keeping The Financial Sector Honest

One of the fastest-growing careers in the country is compliance officer compliance offers use special techniques to assess risk find problems and fix them and prevent fraud. They are also tasked with figuring out how to prevent incidents from happening again. in 20 years the profession has grown from practically no one to thousands. Those involved in corporate business and especially in banking, insurance, and gaming such as Kathy McKenzie from the Island View Casino Resort in Gulfport, Mississippi have learned of the growing demand for these compliance officers. This information was brought to her attention at a recent conference. Compliance is heavily regulated in Casino industry and is extremely important. There are a lot of fine details to making sure that all the rules are being followed. In addition to following the local laws, there are also internal regulations to be taken into consideration. Compliance offers are in charge of maintaining the rules and regulations and ensuring that employee error is kept in check.

Legendary compliance officer Hill playing Helane Morrison is a textbook example of how effective and necessary these professionals are in the financial sector. Never before have I seen such a moral and legal tour de force. Morrison was born in Brooklyn, New York. She attended Northwestern University where she at and her bachelor’s degree. She also attended the University of Berkeley and California law school where she earned heard your ass doctor in 1984. She was accepted in 1987 to the State Bar of California. She worked for the US Court of Appeals in the 7th circuit in 1984 and served is a law clerk to the United States Supreme Court just is Harry Blackman. And 1986 she joined the law firm of Rice, Howard, Nemerovski, Canady, Falk, and Rabkin in San Francisco. Helane made partner in 1991 and stayed with the firm until 1996. In 1996, Helane joined the SEC as the head of the regional enforcement activities in the San Francisco office. In 1999, she was promoted to District Administrator and Regional Director. She was charged with overseeing programs and enforcement. Her jurisdiction and compost Northern California Alaska Oregon Montana Washington Idaho and Northern Nevada. Helane¬†was responsible for prosecuted many high-profile cases in which fraud and illegal activities were exposed in the financial sector. Some of these cases involved Brokers and investment advisors taking advantage of senior citizens.

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